Email updates

Keep up to date with the latest news and content from BMC Medical Research Methodology and BioMed Central.

Open Access Research article

Shared component modelling as an alternative to assess geographical variations in medical practice: gender inequalities in hospital admissions for chronic diseases

Berta Ibáñez-Beroiz1, Julián Librero-López2, Salvador Peiró-Moreno3 and Enrique Bernal-Delgado2*

Author Affiliations

1 Centro de Investigación Biomédica (CIB). Navarra, Spain

2 Instituto de Investigación Sanitaria Aragón. Zaragoza. Spain

3 Centro Superior de Investigación en Salud Pública (CSISP). Valencia. Spain

For all author emails, please log on.

BMC Medical Research Methodology 2011, 11:172  doi:10.1186/1471-2288-11-172


The electronic version of this article is the complete one and can be found online at: http://www.biomedcentral.com/1471-2288/11/172


Received:1 August 2011
Accepted:21 December 2011
Published:21 December 2011

© 2011 Ibañez-Beroiz et al; licensee BioMed Central Ltd.

This is an Open Access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/2.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

Abstract

Background

Small area analysis is the most prevalent methodological approach in the study of unwarranted and systematic variation in medical practice at geographical level. Several of its limitations drive researchers to use disease mapping methods -deemed as a valuable alternative. This work aims at exploring these techniques using - as a case of study- the gender differences in rates of hospitalization in elderly patients with chronic diseases.

Methods

Design and study setting: An empirical study of 538,358 hospitalizations affecting individuals aged over 75, who were admitted due to a chronic condition in 2006, were used to compare Small Area Analysis (SAVA), the Besag-York-Mollie (BYM) modelling and the Shared Component Modelling (SCM). Main endpoint: Gender spatial variation was measured, as follows: SAVA estimated gender-specific utilization ratio; BYM estimated the fraction of variance attributable to spatial correlation in each gender; and, SCM estimated the fraction of variance shared by the two genders, and those specific for each one.

Results

Hospitalization rates due to chronic diseases in the elderly were higher in men (median per area 21.4 per 100 inhabitants, interquartile range: 17.6 to 25.0) than in women (median per area 13.7 per 100, interquartile range: 10.8 to 16.6). Whereas Utilization Ratios showed a similar geographical pattern of variation in both genders, BYM found a high fraction of variation attributable to spatial correlation in both men (71%, CI95%: 50 to 94) and women (62%, CI95%: 45 to 77). In turn, SCM showed that the geographical admission pattern was mainly shared, with just 6% (CI95%: 4 to 8) of variation specific to the women component.

Conclusions

Whereas SAVA and BYM focused on the magnitude of variation and on allocating where variability cannot be due to chance, SCM signalled discrepant areas where latent factors would differently affect men and women.

Background

Geographical variability in healthcare utilization has become an important field within health services research in the last decades. Variation in medical practice studies aim to elicit systematic and unwarranted variability. As for the first goal, the efforts focus on ruling out randomness and on determining whether rates are consistent within a region and over time. In turn, drawing out unwarranted variability, differences in epidemiology (i.e., population's need) must be discarded.

With regard to the analytical approach, classically referred as Small Area Variation Analysis (SAVA) [1,2], it is based on the calculus of age and sex standardized utilization rates at population level derived from counts (procedures, hospital admissions), the estimation of several statistics of variation [3-7] and the representation of standardized utilization ratios on maps, describing patterns of "risk of utilization".

Studies based on SAVA have documented dramatic variations in the use of medical and surgical procedures across areas, but this analytical approach has some limitations in the estimation of systematic variation and, above all, the assessment of the underlying factors of such unwarranted variation. Among the most important ones we may highlight that age and gender are not always good surrogates of population's need [8], age groups or genders might have a differential behavior with regard to the endpoint of interest across regions [9], latent factors may not affect homogeneously to a given subgroup of population within and across regions [10], and finally, low rates or small populations might drive to imprecise results [6,11].

Some of these hindrances have been considered as a subject of study in the "disease mapping" framework, an epidemiological methodological approach used to describe and model geographical variation in disease risk and/or health outcomes, particularly the so called Shared Component Modelling (SCM), an extension of the most frequently used Besag, York and Mollié model (BYM) [12].

SCM is based on the idea that many diseases share common risk factors (i.e. latent factors); as a consequence, if similar patterns of geographical variation of related diseases can be identified, the evidence of real clustering could be more convincing. Later on, it was extended to more than two diseases [13], and showed to be more accurate than the use of independent disease-specific modelling. Subsequent works, that have compared the SCM with others, such as ecological regression or other multivariate conditional autoregressive models showed that its properties regarding precision estimates and goodness of fit, evidence it is a valuable extension of individual analysis [14-16]. Furthermore, it can be applied not only to related diseases [17], but also when analyzing deprivation domains [18], gender differences [16] or even comparing the evolution of the geographical gender differences over time [10]. The main idea of SCM is to borrow information from related diseases and health outcomes to strengthen inference, allowing to identify specific and shared (common to both) spatially-varying risk factors for each disease. In that way, it is possible to quantify the expected variability related to shared-risk factors and to tease out from the residual variations-specific patterns associated with each of the diseases under research.

The potential use of these shared component models in health services research is still unexplored. Our general aim is to take advantage of the methodological advances carried out in disease mapping, and transferring them into the health service research framework, to be able to derive findings that would have gone unnoticed otherwise. For this purpose, we applied shared component analysis to model hospital admission rates by chronic-disease in elderly male and female, comparing results with classical SAVA and BYM.

Our hypothesis postulates that, regardless of the actual differences in global rates between genders, a common pattern of variation is expected to explain most of the spatial variability; this hypothesis would entail that differences in the pattern of utilization by gender are constant across areas. Otherwise, discrepant patterns will allow us to identify those geographical areas in which latent factors like morbidity, socioeconomic status or health care policies have a differential behavior in men and women. These discrepant areas would deserve further analysis, under the assumption that those latent factors could explain part of the observed differences in hospitalization patterns.

Methods

Database, small geographic areas and procedures under study

We used data from the Atlas of Variations in Medical Practice in the Spanish National Health System (NHS) [19], a research project designed to inform Spanish decision-makers on differences in such parameters as hospital admissions or surgery for specific conditions across geographic areas (see: http://www.atlasvpm.org webcite). The Spanish Atlas emulates the Dartmouth Atlas of Health Care Project [20]. Hospital Discharge Administrative Databases in 2006 (calendar year), with additional data from day-case surgery registries, were used to build the numerator of the rates. These administrative databases produced by every acute care hospital in the Spanish NHS, provide the following information from every single admission: age, gender, admission and discharge dates, postal codes identifying the patient's area of residence, and diagnosis and procedure codes [International Classification of Diseases 9th revision Clinical Modification codes (ICD9CM)]. The postal code was used to assign every admission to the Healthcare Area where the patient lives.

Chronic disease was identified by means of the Chronic Condition Indicator (CCI) developed by the Healthcare Cost and Utilization Project (HCUP), a cooperative project sponsored by the United States Agency for Healthcare Research and Quality (AHRQ) [21]. A chronic condition is defined as a condition which lasts 12 months or longer and meets one or both of the following criteria: it places limitations on self-care, independent living, and social interactions, and/or it results in the need for ongoing intervention with medical products, services, and special equipment [22]. The identification of chronic conditions is based on all 5-digit ICD-9-CM codes, and assigns each case to one of the 18 categories that define the body system indicator (BSI). In this work, all 2006 hospital admissions corresponding to people aged 75 years and over with a main diagnosis of chronic disease, were considered.

Denominators to calculate population rates came from the 2006 Spanish National Institute of Statistics' Municipal Register of Inhabitants. The small geographic areas corresponded to the Healthcare Areas defined by the Health Departments of 16 out of the 17 Autonomous Regions participating in the Atlas Project -up to 180 geographical healthcare units. The expected number of cases per health unit, namely ei for the i-th area, was estimated separately by gender, using the rate for the whole region and the population at risk within the healthcare unit. It represents the number of admissions that would have been observed in the health unit under the hypothesis of constant rate across the whole region.

Statistical Analysis

Statistics of variation (and their confidence intervals) such as the Extremal Quotient (EQ), the regular and weighted Coefficients of Variation (CV and CVw) [2], the Systematic Component of Variation (SCV) [3], and the Empirical Bayes statistic (EB)[7] were used to quantify variability. A previous work provided details on the properties of these statistics [7].

Three different approaches were used to model geographical variation of admissions for chronic diseases in men and women; the classical approach in SAVA studies, which estimates the utilization ratio for each gender; BYM which accounts for spatial autocorrelation and it was also applied separately to both genders; and, SCM which analyzes jointly both.

Classical small area analysis

This method compares the observed to the expected number of admissions per area assuming independence among areas, only using information referred to a particular area. The quotient of the observed (oi) to the expected (ei) number of cases, named Indirect Utilization Ratio (IURi = oi/ei for the i-th Healthcare Area), is usually used to estimate and graph variation. This is equivalent assuming that the number of cases oi follows a Poisson distribution with mean eiρi, where ρi denotes the underling risk parameter for the i-th area, and its estimate is derived using maximum likelihood for the saturated model. Significance for these estimates is derived using the exact method.

BYM modelling

The spatial model proposed by Besag, York, and Mollié [12] -which uses the so-called "local smoothing" due to "borrowing-strength" of neighboring areas - takes advantage of the knowledge of the spatial structure of the data, producing more stable estimates [23-25].

In the first level of the hierarchy, it assumes the same Poisson distribution as the SAVA model, oi ~Poisson(eiρi), whereas in the second level of the hierarchy, instead of considering ρi as a parameter to be estimated, it considers ρi as a random variable whose logarithm is the sum of a constant termα α plus two random variables: the first one (ui) with a conditional autoregressive Gaussian structure (CAR normal distribution), and the second one (vi) with an exchangeable model.

That is, ui ~CARNormal(W, <a onClick="popup('http://www.biomedcentral.com/1471-2288/11/172/mathml/M1','MathML',630,470);return false;" target="_blank" href="http://www.biomedcentral.com/1471-2288/11/172/mathml/M1">View MathML</a>), with W the matrix representing the neighborhood structure (here two areas are assumed as neighbors if they share a common boundary) and τu and <a onClick="popup('http://www.biomedcentral.com/1471-2288/11/172/mathml/M2','MathML',630,470);return false;" target="_blank" href="http://www.biomedcentral.com/1471-2288/11/172/mathml/M2">View MathML</a> representing the precision and the conditional spatial variability respectively. Likewise, vi ~N(0,<a onClick="popup('http://www.biomedcentral.com/1471-2288/11/172/mathml/M3','MathML',630,470);return false;" target="_blank" href="http://www.biomedcentral.com/1471-2288/11/172/mathml/M3">View MathML</a>), with <a onClick="popup('http://www.biomedcentral.com/1471-2288/11/172/mathml/M4','MathML',630,470);return false;" target="_blank" href="http://www.biomedcentral.com/1471-2288/11/172/mathml/M4">View MathML</a> representing the unstructured variability. From this model, the percentage of variability attributable to the spatial dependence can be derived from the quotient <a onClick="popup('http://www.biomedcentral.com/1471-2288/11/172/mathml/M5','MathML',630,470);return false;" target="_blank" href="http://www.biomedcentral.com/1471-2288/11/172/mathml/M5">View MathML</a>, where <a onClick="popup('http://www.biomedcentral.com/1471-2288/11/172/mathml/M6','MathML',630,470);return false;" target="_blank" href="http://www.biomedcentral.com/1471-2288/11/172/mathml/M6">View MathML</a> is the marginal spatial variance, <a onClick="popup('http://www.biomedcentral.com/1471-2288/11/172/mathml/M7','MathML',630,470);return false;" target="_blank" href="http://www.biomedcentral.com/1471-2288/11/172/mathml/M7">View MathML</a>, being n the number of areas. To estimate the parameters of the model, two approaches can be conducted: the Empirical Bayes approach [26,27] via PQL methods[28] or the Full Bayes approach [24], which allows us to obtain the posterior distribution of the random variables, and the posterior probability maps - used as significance maps- representing Pr(ρi > 1| data). Details on the model specification and its interpretation are provided in Additional file 1.

Additional file 1. Models description. Detailed description on the assumptions for each model, the estimation procedures and the outcomes that can be derived.

Format: DOC Size: 160KB Download file

This file can be viewed with: Microsoft Word ViewerOpen Data

Shared component modelling (SCM)

In this work, SCM adopts some of the base specifications given in Knorr-Held and Best [29] and those implemented in Richardson [10]. It assumes that the area-specific hospital admission relative risks depend on a shared latent component common to men and women, plus additional latent components specific to each gender. These latent components act as surrogates for unmeasured hospital admissions risk factors that affect both or only one of the genders, respectively.

This model considers the same first level for each dataset as previous models

<a onClick="popup('http://www.biomedcentral.com/1471-2288/11/172/mathml/M8','MathML',630,470);return false;" target="_blank" href="http://www.biomedcentral.com/1471-2288/11/172/mathml/M8">View MathML</a>

<a onClick="popup('http://www.biomedcentral.com/1471-2288/11/172/mathml/M9','MathML',630,470);return false;" target="_blank" href="http://www.biomedcentral.com/1471-2288/11/172/mathml/M9">View MathML</a>

where o1i, o2i are the observed number of admissions by chronic diseases for men and women respectively, e1i, e2i i = 1,...,n the expected number of cases for both datasets and α, the intercept. In this model the spatial structure is introduced in a log scale by the joint structure of μ1i and μ2i

<a onClick="popup('http://www.biomedcentral.com/1471-2288/11/172/mathml/M10','MathML',630,470);return false;" target="_blank" href="http://www.biomedcentral.com/1471-2288/11/172/mathml/M10">View MathML</a>

where λi represents the shared spatial pattern common for both datasets and βi represents the differential spatial pattern of women with respect to men. φ1i and φ2i are the residual terms to account for heterogeneity that may be left in the risk distribution after including the other terms in the model, and δ as the scaling parameter.

This Bayesian approach assumes that all parameters and random effects are unknown quantities that required the specification of the prior distribution. For this purpose we followed Wakefield, Best, and Waller recommendations [23], with only small variations to cope with this specific case. Regarding the random vectors λ, β, φ1 and φ2, the specifications are as follows. For the common spatial pattern given by λ, as well as for the discrepant component, a spatially structured distribution was adopted, λ~CARNormal(W, τλ); β~CARNormal(W, τβ). For φ1 and φ2 multivariate normal distributions N(0, τϕ1I) and N(0, τϕ2) where assumed with τϕ1and τϕ2as the precision parameters. Finally, the hyperprior specifications for the parameters were α's ~ dflats(), log(δ)~ N(0, 0.2), and τ's ~ Gamma(0.5, 0.0005). For this model, and equivalently to the BYM, the proportion of variability explained by each component for both datasets was derived from the empirical variances. Details on the model specifications are provided in Additional file 1.

Bayesian models' inference was made by using Markov Chain Monte Carlo (MCMC) simulations on the software R, version 2.9.2 via the library R2WinBUGS [30], which connects with the software WinBUGS [31]. To achieve convergence, 100,000 iterations keeping every 10th were used after a burn-in period of 50,000. The classical diagnostic methods -Brooks and Gelman statistic [32], and sequential and autocorrelation graphs- were used to assess convergence. The Deviance Information Criterion (DIC) proposed by Spiegelhalter was used to compare models [33].

A Bayesian sensitivity analysis with various prior and hyperprior specifications, and the most frequently used distributions [34], was carried out. For prior distributions on λ and β, we compared exchangeable (normal independent) distributions with the assumed CARNormal. For hyperprior specification on the variances (<a onClick="popup('http://www.biomedcentral.com/1471-2288/11/172/mathml/M11','MathML',630,470);return false;" target="_blank" href="http://www.biomedcentral.com/1471-2288/11/172/mathml/M11">View MathML</a>i, with τi as the precision parameters above described), we compared the assumed inverse-gamma (0.5, 0.0005) with other three specifications, each one from a different family: a uniform on a wide range (U(0,100)) for σi, an inverse-gamma (0.01, 0.01) for σi2, and a half-normal prior density for σi (Normal(0, τ = 0.01) I(0, ∞)) Finally, for the delta parameter, the assumed N(0, 5.5) on the log-scale was compared with the uniform assumption (U(0.5,2)) already used in other works [16]. Details of the sensitivity analysis and its results are given in Additional file 2.

Additional file 2. Shared component modelling sensitivity analysis. Description on the sensitivity analyses conducted to check the estimations robustness.

Format: DOC Size: 125KB Download file

This file can be viewed with: Microsoft Word ViewerOpen Data

Results

The study setting, consisting of 180 healthcare units which account for 86% of the 2006 Spanish population, includes a total of 3,195,253 inhabitants aged 75 and over, among whom 62% are women. Table 1 shows a description of the population at risk, the admission rates by chronic diseases and the statistics of variation by gender. Men were more hospitalized than women, with a median rate of 21.4 per 100 inhabitants (interquartile range: 17.6 to 25.0) as compared to 13.7 per 100 (interquartile range: 10.8 to 16.6) in women. The relative variability among areas was very similar in both genders, with a ratio of 2.5 between the 95-th and the 5-th quantiles. Compared to the variability reported for hip fracture admission rates, frequently used as a standard of low variation, the CV, SCV and EB showed low to moderate geographical variability.

Table 1. Chronic disease admission rates and statistics of variation, by gender

The geographical representation of the Indirect Utilization Ratio derived using the classical method (quotient of observed to the expected cases according to population at risk) is given at the top of Figure 1, which shows that there are regions at the north and the east part of the map which systematically have higher admission ratios, both in men and women, whereas the opposite occurs in some north and central east regions.

thumbnailFigure 1. Gender differences in the risk of admission. Maps at the top show the utilization ratios estimated by using the classical model. Maps at the bottom show the estimation by using BYM posterior probability of a risk being above 1. Dark brown color in the posterior probability maps represents areas where the probability of having a relative risk of admission higher than 1 is above 0.95.

In turn, BYM provided practically the same point estimates for the risk of admission by area than the classical method, being the Pearson correlation between both methods of 0.99 for both genders, as expected given the large population size and frequency of the phenomenon studied. Model results are presented in Table 2, showing a fraction of variability attributable to spatial correlation of 71% for men and 62% for women, indicating the presence of a strong spatial pattern in both cases. From the variance component estimates it can be said that the global variability for men and women is quite similar, slightly higher in women though, in agreement with the statistics of variation. As for the whole density distribution provided by BYM, Figure 1 summarizes the probability of a risk of hospitalization being above 1. The figure shows a similar pattern for men and women, with higher risk of admission in the north and east and lower in the west.

Table 2. BYM modelling: results by gender

Finally, results derived from the SCM are shown in Table 3 and Figure 2. About 99.3% (CI95%: 97.4 to 99.8) of the spatial variation in men was captured by the shared term (λ), leaving only 0.7% (CI95%: 0.2 to 2.5) of the variability for the specific pattern of males. This shared term captured slightly less of the total spatial variation in women (94.2%; CI95%: 91.7 to 96.4), leaving a 5.8% (CI95%: 3.6 to 8.3) for the specific female component, which is mainly spatially correlated (a 4.2% out of the 5.8%). Hence, most of the risk was partitioned into the shared component, suggesting a weak residual signal.

Table 3. SCM modelling: results by gender

thumbnailFigure 2. Gender differences in the risk of admission: shared and differential components. Map representing the posterior median of the shared spatial component is shown at the top left; whereas female-male differential spatial component is mapped at the top right. At the middle row, posterior probabilities for a risk being above 1 are shown for both, shared and differential components. Unstructured posterior median for the specific-gender components is shown at the bottom row. Dark brown color in the posterior probability maps represents areas where the probability for each component (common eλ and structured discrepant eβ, respectively), of having a relative risk of admission higher than 1 is above 0.95.

A comparison between SCM and BYM in terms of goodness of fit, showed that SCM is superior (DICBYM-DICSCM = 43). A comparative analysis of the precision of the relative risk estimates, studied via the standard deviation of the log-relative risks, yielded a relative mean reduction of uncertainty about 22% in SCM compared to BYM.

SCM results indicate that the discrepancies between genders are small in the particular case of chronic diseases, but still it is of interest to allocate them. The first row in Figure 2 shows both the spatially structured common component (posterior median estimates of eλi) as well as the spatially structured discrepant one for females (eβi) using the posterior median estimates. Maps in the second row plot the probabilities for these risks of hospitalization being above 1. The shared component detects two noticeable clusters in the north and north-east showing higher common risks, apart from some high risk sparse regions in the south and south-east, all in agreement with previous models. The spatially structured discrepant pattern is much smoother, but still depicts slightly higher hospitalization risks for females in the centre part of the country, which are more marked in some north-east regions, in contrast to the lower risks in the north-west. Last row of the figure shows the unstructured specific pattern for males and females. It shows a very smooth pattern, given the low proportion of variability they explain.

Sensitivity analysis for SCM (Additional File 2) showed that: a) the choice of different spatial and non-spatial priors did not affect estimates; b) model comparison showed better DIC for models accounting for spatial correlation; and c) as for hyperprior distributions, uniform, half-normal, and inverse-gamma (0.5, 0.005) hyperpriors led to equal results, whereas inverse-gamma (0.01, 0.01) slightly biased some of the variance components, although not affecting final risk estimates.

Regarding the hospitalization relative risk estimates for men and women, the SCM model provides global results practically equivalent to both the BYM and classical methods, with a correlation between models above 0.99 in both cases.

Discussion

In this study, both, classical SAVA and Bayesian techniques (BYM and SCM) have been used to elicit systematic and unwarranted gender differences in hospitalization for chronic conditions in elderly people. Actually, men with chronic conditions were more likely to be admitted than women (21.4 versus 13.9 admissions per 100 inhabitants).

The three methods provided different and, ultimately, complementary information upon this variation: SAVA showed that variation in men was slightly lower than that observed in women, but not negligible in either case, according to the EB statistic (table 1). In turn, BYM showed a reliable pattern of geographical clustering in the risk of hospitalization, taking into account uncertainty in each area (Figure 1). And eventually, SCM as our hypothesis postulated, drew up that the vast majority of the gender difference was constant across healthcare areas. And most relevant, only a 5.8% of the variation found a discrepant geographical pattern.

Up to now, most of the works based on aggregated data, and devoted to assess the geographical variation in utilization or health outcomes, carried out separate analysis for men and women. Using the classical methodology or standard Poisson regression assuming independence among areas, they estimated specific rates or ratios that allow comparison between genders [9,35-37]. The use of classical methods can be adequate in many contexts, but it is well known that when utilization rates are low, or when the geographical areas are low populated (where the risk of intra-area heterogeneity is larger), the instability of these indicators may produce misleading results [11]. Moreover, from an inferential standpoint, the strategy of a separate analysis does not help to understand underlying factors that might explain the difference between genders.

In our case-study, the use of this classical methodology allowed to observe that elderly men do have higher hospitalization rates than women in chronic conditions, that spatial variability was low to moderate in both cases, and that the geographical distribution of the utilization pattern was very similar.

Some of the deficiencies related to the instability of the estimates in the classical SAVA approach can be overcome by using the Bayesian hierarchical models proposed within the disease mapping framework. They take into account many nonstandard features in ecologic data such as strong patterns of dependence as well as a considerable level of noise [14]. Thus, the use of BYM to assess variation in medical practice would provide more reliable estimates of the hospital utilization patterns for infrequent events as wells as giving a quantification of the spatially correlated variability. It also yields probability maps that use not only point estimates for each region but also the whole posterior distribution (i.e. a representation of the statistical significance of the finding) leading to a more complete picture of the underlying utilization pattern [24].

In our case-study, BYM added, to the classical approach, information about the strong spatial pattern for both men and women, and provided the probability maps which allocated high-utilization areas in men and women suggesting similar patterns for both.

None of the aforementioned two approaches (SAVA and BYM) takes advantage of the fact that many risk factors, diseases, utilization patterns or health outcomes might share similar geographical patterns. If so, like it would be the case of gender disparity studies, joint modelling may lead to improved inference by reducing the number of alternative explanations for the observed variability [14]. Abundant disease mapping literature has been recently aimed to strengthen inference borrowing information from related factors. Developments pointed out that the SCM used in this work offers a significant improvement over individual BYM [17], and performs slightly better than other multivariate models [14].

In our case-study, we found that the model achieved considerable improvement both in terms of DIC (i.e. goodness of fit) and in getting more precise estimates of relative risks of hospitalization. Using the variance partitioning, the model also found high similarity in the pattern of hospitalization between men and women. And finally, it allowed to signal those regions in which disparities among genders were higher, such as those at the north-east with particularly lower rates in women.

The latter is precisely the most interesting property of SCM. The technique elicits discrepant areas, those where latent factors are affecting differently to men and women in the risk of hospitalization. Thus, this approach improves inference and may help in gaining further insight into the true underlying factors that are relevant to each specific gender. In this particular work, it could be hypothesized that the unmeasured factors expected to adopt a similar distribution between both genders are: time-distance to the referring hospital, socioeconomic gradient within the area or supply of primary care physicians. In turn, differences in morbidity or differences in the propensity to be referred to a hospital were able to be hypothesized as latent factors expected to affect differentially to men and women.

This SCM property would, eventually, have other potential applications in health services research, a field of knowledge challenged by the need of the adoption of new methodologies [38,39], and particularly, in the study of the geographical variations in medical practice. In addition to the study of gender inequalities in many domains (e.g., access to coronary revascularization, mental health unplanned admissions, knee replacement, avoidable hospitalizations, etc.), SCM could be used when analyzing healthcare adequacy to population's needs (e.g., Acute Myocardial Infarction rates vs coronary revascularization rates), technology substitution phenomenon (e.g., rates of conservative versus non-conservative mastectomy), alternative strategies of care at population level (e.g. defined-daily-doses of psychiatric drugs vs rates of mental health hospitalization in short-term units) or sub-optimal quality of care (e.g. knee replacement rates versus knee prosthesis revision rates).

Finally, to properly interpret and use SCM results, several caveats should be pointed out. SCM improves the ability of SAVA or traditional disease mapping Bayesian techniques in terms of inference; however, because of the nature of ecologic studies, caution is still needed when attributing variation to a specific cause. As an example, and out of the scope of this work, morbidity at population level should have been modelled, [40] to rule out this factor as an alternative explanation for the observed differences.

At a different point, it is worth noticing that although SCM improves the performance of classical techniques by smoothing the effect of small areas, extreme heterogeneity in population structure and size might still affect the estimates; ultimately, misleading towards attributing variation to a specific cause -differential gender access in our example-, when the underlying reason is on the differences in the population structure [41].

Finally, variability studies showed us that variation is expected to be a local phenomenon. SCM, like the other Bayesian techniques, models the "vicinity effect" borrowing information from the counts in the neighbored areas, smoothing the estimated variance. So, factors like different practice style or different strategies of admission between genders, which are expected to explain variation across areas, have been also smoothed. If these factors were highly predictive in producing unwarranted variability, the obtained results would have under-estimated the actual variation.

Conclusion

As the conclusion of this empirical study, it could be stated that, whereas SAVA and BYM focus on the magnitude of the variability and on allocating where this variation cannot be due to chance (being the latter more accurate in the estimates because it accounts for spatial autocorrelation), SCM signals those discrepant areas where latent factors are affecting differently to men and women in the risk of hospitalization, improving the inferential capacity of the other techniques.

Competing interests

The authors declare that they have no competing interests.

Authors' contributions

All the authors are guarantors of the study, had full access to all the data, and take responsibility for the integrity and the accuracy of the analysis and results. BI, JL specifically contributed to the study analysis. SP and EBD interpreted the results. BI, JL and EBD drafted the article. All the authors read and approved the final manuscript.

Acknowledgements

This article is part of the works by the Altas VPM group http://www.atlasvpm.org. Authors are indebted with the Spanish Healthcare Authorities participating in the project, which allowed the use of regional hospital discharge databases. The study was developed as a cooperative project funded throughout a public grant from the Carlos III Institute for Health (PI061673) and an unconditional grant from the non-profit organization Obra Social Ibercaja.

References

  1. Wennberg JE: Variation in the delivery of health care: the stakes are high.

    Ann Intern Med 1998, 28:866-8. OpenURL

  2. Diehr P: Small Area Variation Analysis. In Encyclopedia of Biostatistics. 2nd edition. Edited by Armitage P, Colton T. Chichester: John Wiley & Sons; 2005. OpenURL

  3. McPherson K, Wennberg JE, Hovind OB, Clifford P: Small-area variations in the use of common surgical procedures: an international comparison of New England, England, and Norway.

    N Engl J Med 1982, 307:1310-4. PubMed Abstract | Publisher Full Text OpenURL

  4. Diher P, Cain K, Connell F, Volinn E: What is too much variation? The null hypothesis in small area variation analysis.

    Med Care 1992, 30(6):484-502. PubMed Abstract | Publisher Full Text OpenURL

  5. Coory M, Gibberd R: New measures for reporting the magnitude of small-area variation in rates.

    Stat Med 1998, 17:2625-34. PubMed Abstract | Publisher Full Text OpenURL

  6. Julious SA, Nicholl J, George S: Why do we continue to use standardized mortality ratios for small area comparisons?

    J Public Health Med 2001, 23:40-6.

    Erratum in: J Public Health Med 2006; 28:399

    PubMed Abstract | Publisher Full Text OpenURL

  7. Ibáñez B, Librero J, Bernal-Delgado E, Peiró S, González B, Martínez N, Aizpuru F: Is there much variation in variation? Revisiting small area statistics used in health services research.

    BMC Health Serv Res 2009, 9:60. PubMed Abstract | BioMed Central Full Text | PubMed Central Full Text OpenURL

  8. Congdon P: Health status and healthy life measures for population health need assessment: modeling variability and uncertainty.

    Health Place 2001, 7(1):13-25. PubMed Abstract | Publisher Full Text OpenURL

  9. Magán P, Otero A, Alberquilla A, Ribera JM: Geographic variations in avoidable hospitalizations in the elderly, in a health system with universal coverage.

    BMC Health Serv Res 2008, 8:42. PubMed Abstract | BioMed Central Full Text | PubMed Central Full Text OpenURL

  10. Richardson S, Abellan JJ, Best N: Bayesian spatio-temporal analysis of joint patterns of male and female lung cancer risks in Yorkshire (UK).

    Stat Methods Med Res 2006, 15:385-407. PubMed Abstract | Publisher Full Text OpenURL

  11. Johnson GD: Small area mapping of prostate cancer incidence in New York State (USA) using fully Bayesian hierarchical modelling.

    Int J Health Geogr 2004, 3:29. PubMed Abstract | BioMed Central Full Text | PubMed Central Full Text OpenURL

  12. Besag J, York J, Mollié A: Bayesian image restoration with two applications in spatial statistics.

    Annals of the Institute of Statistical Mathematics 1991, 43:1-59. Publisher Full Text OpenURL

  13. Knorr-Held L, Natário I, Fenton SE, Rue H, Becker N: Towards joint disease mapping.

    Stat Methods Med Res 2005, 14:61-82. PubMed Abstract | Publisher Full Text OpenURL

  14. Best N, Richardson S, Thomson A: A comparison of Bayesian spatial models for disease mapping.

    Stat Methods Med Res 2005, 14:35-59. PubMed Abstract | Publisher Full Text OpenURL

  15. Best N, Hansell AL: Geographical variations in risk: adjusting for unmeasured confounders through joint modelling of multiple diseases.

    Epidemiology 2009, 20(3):400-410. PubMed Abstract | Publisher Full Text | PubMed Central Full Text OpenURL

  16. MacNab YC: On Bayesian shared component disease mapping and ecological regression with errors in covariates.

    Stat Med 2010, 29(11):1239-49. PubMed Abstract | Publisher Full Text OpenURL

  17. Downing A, Forman D, Gilthorpe MS, Edwards KL, Manda SOM: Joint disease mapping using six cancers in the Yorkshire region of England.

    Int J Health Geogr 2008, 7:41. PubMed Abstract | BioMed Central Full Text | PubMed Central Full Text OpenURL

  18. Abellan JJ, Fecht D, Best N, Richardson S, Briggs DJ: Bayesian analysis of the multivariate geographical distribution of the socio-economic environment in England.

    Environmetrics 2007, 18:745-758. Publisher Full Text OpenURL

  19. Librero J, Rivas F, Peiró S, Allepuz A, Montes Y, Bernal-Delgado E, Sotoca R, Martínez N, por el Grupo VPM-IRYSS: Metodología en el Atlas VPM.

    Atlas Var Pract Med Sist Nac Salud 2005, 1:43-48. OpenURL

  20. Wennberg JE, Cooper MM: The Dartmouth Atlas of Health Care in the United States. Chicago: American Hospital Assoc; 1999.

  21. Fisher ES, Bell JE, Tomek IM: Chronic Condition Indicator (CCI). Healthcare Cost and Utilization Project (HCUP). [http://www.hcup-us.ahrq.gov/toolssoftware/chronic/chronic.jsp] webcite

    Rockville, MD: Agency for Healthcare Research and Quality; 2007.

  22. Perrin EC, Newacheck P, Pless IB, Drotar D, Gortmaker SL, Perrin JM, Stein REK, Walker DK, Weitzman M: Issues Involved in the Definition and Classification of Chronic Health Conditions.

    Pediatrics 1993, 91(4):787-793. PubMed Abstract OpenURL

  23. Wakefield JC, Best NG, Waller L: Bayesian approaches to disease mapping. In Spatial epidemiology: Methods and applications. Edited by Elliott P, Sakefiel JC, Best NG, Briggs DJ. Oxford University Press; 2000:104-127. OpenURL

  24. Richardson S, Thomson A, Best N, Elliott P: Interpreting Posterior Relative Risk Estimates in Disease-Mapping Studies.

    Environ Health Persp 2004, 112(9):1016-1025. Publisher Full Text OpenURL

  25. MacNab YC, Kmetic A, Gustafson P, Sheps S: An innovative application of Bayesian disease mapping methods to patient safety research: A Canadian adverse medical event study.

    Stat Med 2006, 25:3960-3980. PubMed Abstract | Publisher Full Text OpenURL

  26. Ugarte MD, Ibáñez B, Militino AF: Modelling risks in disease mapping.

    Stat Methods Med Res 2006, 15(1):21-35. PubMed Abstract | Publisher Full Text OpenURL

  27. MacNab YC, Lin Y: On empirical Bayes penalized quasi-likelihood inference in GLMMs and in Bayesian disease mapping and ecological modelling.

    Comput Stat Data An 2009, 53(8):2950-2967. Publisher Full Text OpenURL

  28. Breslow NE, Clayton DG: Approximate inference in generalized linear mixed models.

    J Am Stat Assoc 1993, 88:9-25. Publisher Full Text OpenURL

  29. Knorr-Held L, Best NG: A shared component model for detecting joint and selective clustering of two diseases.

    Journal of the Royal Statistics Society (series A) 2001, 164(1):73-85. Publisher Full Text OpenURL

  30. R Development Core Team (2007): R: A language and environment for statistical computing. R Foundation for Statistical Computing. [http://www.R-project.org] webcite

    Vienna, Austria;

    ISBN 3-900051-07-0

  31. Spiegelhalter DJ, Thomas A, Best NG, Lunn D: WinBUGS version 1.4 User's Manual 2003. [http://www.mrc-bsu.cam.ac.uk/bugs/] webcite

    MRC Biostatistics Unit, Institute of Public Halth, Cambridge; Rolf Nevanlinna Institute, University of Helsinki; and Department of epidemiology and Public Health, Imperial College London;

  32. Brooks SP, Gelman A: Alternative methods for monitoring convergence of iterative simulations.

    J Comput Graph Stat 1998, 7:434-455. Publisher Full Text OpenURL

  33. Spiegelhalter DJ, Best NG, Carlin BP, Van Der Linde A: Bayesian measures of model complexity and fit (with discussion).

    Journal of the Royal Statistical Society (Series B) 2002, 64:583-640. Publisher Full Text OpenURL

  34. Gelman A: Prior distributions for variance parameters in hierarchical models.

    Bayesian Analysis 2006, 1(3):515-533. OpenURL

  35. Laditka SB, Laditka JN: Geographic variation in preventable hospitalization of older women and men: implications for access to primary health care.

    J Women Aging 1999, 11(4):43-56. PubMed Abstract | Publisher Full Text OpenURL

  36. Baicker B, Chandra A, Skinner JS, Wennberg JE: Who you are and where you live: how race and geography affect the treatment of Medicare beneficiaries.

    Health Aff 2004, (Suppl web Exclusives):VAR33-44. OpenURL

  37. Jackson BE, Suzuki S, Lo K, Su F, Singh KP, Coultas D, Bartolucci A, Bae S: Geographic disparity in COPD hospitalization rates among the Texas population.

    Respir Med 2011, 105(5):734-9. PubMed Abstract | Publisher Full Text OpenURL

  38. Bilheimer LT, Klein RJ: Data and measurement issues in the analysis of health disparities.

    Health Serv Res 2010, 45(5.2):1489-1507. PubMed Abstract | Publisher Full Text OpenURL

  39. Pitman P: Health Services Research in 2020: data and methods needs for the future.

    Health Serv Res 2010, 45(5.2):1431-1441. PubMed Abstract | Publisher Full Text OpenURL

  40. Iezzoni LI: Multiple chronic conditions and disabilities: implications for health services research and data demands.

    Health Serv Res 2010, 45(5):1523-1540. PubMed Abstract | Publisher Full Text OpenURL

  41. Jackson AL, Davies CA, Leyland AH: Differences in the administrative structure of populations confound comparisons of geographic health inequalities?

    BMC Medical Research Methodology 2010, 10:74. PubMed Abstract | BioMed Central Full Text | PubMed Central Full Text OpenURL

Pre-publication history

The pre-publication history for this paper can be accessed here:

http://www.biomedcentral.com/1471-2288/11/172/prepub