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Using the longest significance run to estimate region-specific p-values in genetic association mapping studies

Abstract

Background

Association testing is a powerful tool for identifying disease susceptibility genes underlying complex diseases. Technological advances have yielded a dramatic increase in the density of available genetic markers, necessitating an increase in the number of association tests required for the analysis of disease susceptibility genes. As such, multiple-tests corrections have become a critical issue. However the conventional statistical corrections on locus-specific multiple tests usually result in lower power as the number of markers increases. Alternatively, we propose here the application of the longest significant run (LSR) method to estimate a region-specific p-value to provide an index for the most likely candidate region.

Results

An advantage of the LSR method relative to procedures based on genotypic data is that only p-value data are needed and hence can be applied extensively to different study designs. In this study the proposed LSR method was compared with commonly used methods such as Bonferroni's method and FDR controlling method. We found that while all methods provide good control over false positive rate, LSR has much better power and false discovery rate. In the authentic analysis on psoriasis and asthma disease data, the LSR method successfully identified important candidate regions and replicated the results of previous association studies.

Conclusion

The proposed LSR method provides an efficient exploratory tool for the analysis of sequences of dense genetic markers. Our results show that the LSR method has better power and lower false discovery rate comparing with the locus-specific multiple tests.

Background

Recently whole genome association studies (WGA) with high density SNP data are becoming popular due to new technology in genotyping (e.g., Affymetrix and Illumina) [14]. Optimal study design in whole genome association remains unresolved although the two-stage association test design has gained popularity [5, 6].

In order to improve power, many samples have been used in WGA studies; however the cost for such studies is still expensive even though the expense of genotyping has dropped significantly. One problem common of WGA studies is a high false positive rate if the direct method, based on the simple chi-square test for association, is performed without any correction for multiple testing. By far, the most commonly used remedy is the Bonferroni approach. However, its overly conservative correction might result in power reduction. There have been several methods proposed to circumvent the problem of the over correction of multiple testing procedures, e.g. false discovery rate (FDR) methods [79] that control the expected proportion of false rejections, or False Positive Report Probability (FPRP) [10] which requires explicit consideration of the prior probability for each hypothesis under association. Although the FPRP method aims to provide a higher power than traditional association test, the need for priors is not always possible. The FDR controlling method was originally designed for multiple comparisons of independent tests [7], and was then later extended to dependent cases under certain conditions, e.g. assuming the test statistics are either equally positively correlated and normally distributed, or having satisfied so-called the positive regression dependency [11]. As for the high density SNP data that were considered in this study, the aforementioned assumptions need to be justified in advance.

Most direct association tests are locus-specific and therefore seldom account for the association of different markers. Different markers usually have heterogeneous genetic backgrounds, such as allele frequency and marker characteristics. Single-point inference sometimes yields a misleading conclusion for an overall phenomenon. Methods considered multiple markers simultaneously and included logistic regression analysis, haplotype analysis [12, 13], global significance method [14], multivariate association analysis [15], and the consideration of gene-gene interactions [16].

Instead of testing the significance of a single marker, our novel method tests the significance of all markers within a defined region, and therefore can be regarded as a simultaneous test for multiple markers that account for the dependence of close genetic markers.

The proposed "longest significant run" (LSR) method is a two-stage procedure. The first stage conducts conventional association tests, such as the chi-square test for the case-control design or the transmission disequilibrium test [17] for the family-based design. Based on the pre-specified size of a given test, the p-value of each test is converted into a zero/one indicator (1 for significance or 0 otherwise). In the second stage, this binary sequence is scanned for the longest region of consecutive 1s (hence "longest significant run") and the results determine whether or not the run is inordinately long or simply a random pattern.

This region-specific testing procedure is motivated by the dependence of association tests on dense markers: if a disease susceptibility gene lies in a specific region, then the disease gene and the nearby markers will show a relatively positive trend of association (i.e., linkage disequilibrium (LD)). A special non-random pattern (i.e., a cluster of positive signals) indicates that disease genes may be included in the candidate region. The evidence supporting such a non-random pattern is then evaluated with the magnitude of the longest run of consecutive significance.

There is a long list of applications for longest run statistics [18, 19], one of which concerns the alignment and testing of the homology among DNA sequences. Considering two aligned sequences with length n, a match of locus between the sequences is assigned to be "1", and a mismatch is "0". More homologous sequences should have larger longest matching subsequences (run) than others [20], and its corresponding probability is used as an important reference to the homology between two sequences.

Given a similar concept, we use the longest significance run to find a region that is most likely to harbour a disease susceptibility gene in association studies. The dependent structure of the binary sequence is obtained from association tests by considering it as a discrete-time Markov chain model. Using extensive simulations, we demonstrate that the LSR approach provides a reasonable model of dependence for association test results whereby the false-positive and false-negative rates are all controlled effectively. The program in R code for LSR method is available (Additional File 1).

Results

The program SIMLA version 3.1 (SIMulation of pedigree data for Linkage and Association studies)[21] was used to simulate family-structure genetic data. The program is available [22]. In the process, we generated 1000 trio families with genotypic data for SNP (single nucleotide polymorphism) markers. To determine the effects of the number of SNP markers, we considered two cases for 50 and 100 SNPs in a candidate region. To mimic the scenario of dependent markers, we considered a dense intermarker distance with a mean of 6 kb and a standard deviation of 10.7 kb. Note that in 500 K Affymetrix data, marker distance has an average of 5.8 kb and a standard deviation of 10.7 kb. In the simulation, the intermarker distance is generated from a left-truncated normal distribution with mean 6 kb and standard deviation 10.7 kb. Under the setup, the distribution of intermarker distance is similar to that of real Affymetrix data in the aspects of mean and standard deviation. Furthermore, the prevalence of the disease in the simulation was set as 0.1, and genetic relative risk was set to be 2.0, 2.5 and 3.0. The allele frequencies were 0.075 and 0.1, and an additive disease model was assumed. Note that the use of high relative risk is for observing contrasting powers between the methods under the stringent definition we used for detecting true positive markers (described in next sections). Under a looser definition, the relative risk can be lowered to 1.5 or less.

In the simulation, the location of disease gene was assigned to be within the two central markers, and the disease haplotype was comprised by 15 markers clustering around the disease gene. We had also tried randomly assigning the location of disease genes to be within any non-boundary markers, and found similar results. We considered three haplotype scenarios: (1) three common haplotypes each with a frequency of 30%, (2) two common haplotypes each with a frequency of 45%, and (3) two haplotypes with frequencies of 85% and 5%. Since the results of the three scenarios were similar, we present the scenario of three-common-haplotype.

During the first stage of the LSR method, the transmission disequilibrium test from the TDT procedure of SAS/GENETIC package release 8.2.39 [23] was used to test the locus-specific association for each marker. The output p-values { p ^ j MathType@MTEF@5@5@+=feaafiart1ev1aaatCvAUfKttLearuWrP9MDH5MBPbIqV92AaeXatLxBI9gBaebbnrfifHhDYfgasaacPC6xNi=xH8viVGI8Gi=hEeeu0xXdbba9frFj0xb9qqpG0dXdb9aspeI8k8fiI+fsY=rqGqVepae9pg0db9vqaiVgFr0xfr=xfr=xc9adbaqaaeGaciGaaiaabeqaaeqabiWaaaGcbaGafmiCaaNbaKaadaWgaaWcbaGaemOAaOgabeaaaaa@2ED7@ , j = 1, Λ n} were transformed into a sequence of significance indicators {X j , j = 1,Λ,n} based on a test size α1, where X j is 1 if the test of the jth marker is significant and 0 otherwise. In the second stage, we scanned this binary sequence to identify the longest perfect run of 1, L0, the nearly perfect run of 1 allowing one zero within, namely the L1 and the run of 1 allowing two zeros within, namely the L2. For each of these three LSR statistics, the corresponding tail probabilities were calculated using the method of Chang et al. [20].

Testing statistics

Although allowing more interruptions (larger k) seems to make the LSR approach more plausible, it is helpful only if it can bridge up nearby but separated clusters of "1's". On the other hand, containing irrelevant markers may complicate further analysis to identify the target gene. To compromise the situations we defined the testing statistics, LSR {k} , as L i with minimal tail probability, for i from 1 to k and considered only kϕ2. In the simulation, we compared our method with the Bonferroni method, the popular correction used for multiple tests, by evaluating three quantities, namely the false-positive rate, power, and false discovery rate in the following three sections.

False-positive rate

According to our setup in the simulation, markers in a sequence can be divided into three categories: 2 target markers where the disease gene lain between them, 13 nearby markers in linkage disequilibrium (LD) with the 2 target markers, and other markers that are in linkage equilibrium (LE). For the purpose of stringency, a true positive detection was considered only if at least one of the two target markers was significant under the criterion of each method. For Bonferroni's method, the criterion is that a target marker's p-value < α2/n. For the FDR controlling method, Benjamini and Hochberg [7] proposed the following criterion. The n single marker p-values were sorted from smallest to largest: P(1) P (n) . Starting from P(n), we compared P(i)with i·α2/n. This process was continued as long as P(i)> i·α2/n. If k is the turn around point, then significance is declared if a target marker corresponds to the kth smallest p-value. For our LSR method, the criterion was that a target marker is covered by a significant LSR (p-value< α2). On the other hand, a false positive case was considered if a LE marker was detected under each of the three criteria described above. If a non-target LD marker was selected, neither a false positive nor a true positive would be counted.

The false-positive rate is the probability that a test mistakenly rejects the null hypothesis. In our case, it is the rate at which a test falsely detects disease susceptibility genes where none exists. In our first part of the simulation, no disease gene was assumed. Table 1 lists the corresponding false-positive rates for the two LSR approaches and Bonferroni approach based on 200 replications for each of the eight scenarios (2 disease gene allele frequencies, 2 relative risk, 2 marker numbers). The test size in the first stage was α1 = 0.1, and the test size was α2 = 0.05 in the second stage. We found that all the false-positive rates were under or similar to the pre-specified nominal test size α2, indicating that all the methods adequately controlled the false-positive rate.

Table 1 Comparisons of false positive rate while the SNP data are in linkage disequilibrium.

Power and false discovery rate

Statistical power is the probability that a test correctly rejects the null hypothesis. In our case, it is the probability that a method correctly accesses at least one of 2 target markers with statistical significance. On the other hand, the false discovery rate is the fraction of false positives among all tests declared significant.

Figures 1, 2, 3, 4 illustrate the performance of Bonferroni and LSR methods given different nominal test sizes. The test size in the first stage for LSR was α1 = 0.05 and 0.1 and the test size in the second stage was α2 = 0.05. Higher level of significance (0.1) at screening stage resulted in better power than that of α1 = 0.05, in trade of a slightly higher false discovery rate. LSR2 had better performance in both power and false discovery rate than LSR1. The stringent definition of a "run" for LSR1 yields a relatively narrow candidate region that was more likely to miss the target markers. Both LSR1 and LSR2 had better power and false discovery rate than those from the Bonferroni approach among all the scenarios that we tried. LSR1 has similar power to that of the FDR controlling method, but better false discover rate. In summary, in terms of power, LSR2 > LSR1~ FDR controlling method > Bonferroni; and in terms of false discovery rate, LSR2~LSR1 ~<FDR controlling method < Bonferroni. The detailed results are available in Tables 2 and 3.

Figure 1
figure 1

Comparisons of power among the procedures of Bonferroni correction, two LSR methods, and FDR control method. The allele frequency is 0.075, and the number of markers is 50. Two criteria, α1 = 0.05 and 0.1, are used for the LSR method.

Figure 2
figure 2

Comparisons of power among the procedures of Bonferroni correction, two LSR methods, and FDR control method. The allele frequency is 0.1, and the number of markers is 50. Two criteria, α1 = 0.05 and 0.1, are used for the LSR method.

Figure 3
figure 3

Comparisons of power among the procedures of Bonferroni correction, two LSR methods, and FDR control method. The allele frequency is 0.075, and the number of markers is 100. Two criteria, α1 = 0.05 and 0.1, are used for the LSR method.

Figure 4
figure 4

Comparisons of power among the procedures of Bonferroni correction, two LSR methods, and FDR control method. The allele frequency is 0.1, and the number of markers is 100. Two criteria, α1 = 0.05 and 0.1, are used for the LSR method.

Table 2 Comparisons of power and false discovery rate among the procedures of Bonferroni correction and two LSR methods.
Table 3 Comparison of power and false discovery rate among the procedures of Bonferroni correction and two LSR methods.

The good performance of LSR does not indicate that it can completely replace the marker-specific test procedures like the Bonferroni approach. Rather, we consider LSR as a useful screening tool to find a smaller region that possibly contains the disease susceptibility gene. After the region is identified, each maker within the region still needs to be examined biologically. At this stage, LSR2, although better than LSR1 with respect to both power and false discovery rate, pays a token for retaining more makers for further examining. Analogue can be inferred in comparing the performance of using α1 = 0.1 over α1 = 0.05 as the threshold in the first stage of LSR, where the former usually includes more markers.

The tail probabilities of LSR were calculated under the null hypothesis of no disease marker. In the simulation, Markov independence was assumed for the binary sequences under null hypothesis. Nonetheless, the method can also be applied to the scenario of first order Markov-dependency, if the corresponding transition matrix can be assumed or estimated. We provide a robust approach to estimate the dependency structure of the sequence using the concept of sliding window, which is described in the method section. The method was applied on the following authentic data as illustration.

Demonstrating the applications of our method to two authentic data sets

Example of psoriasis data

We assessed the practical application of the LSR method using an authentic genetic data set collected for a psoriasis study [24]. Psoriasis is a common chronic skin disorder characterized by inflammation and scaling. Recent studies indicate a significant association of important psoriasis predisposing loci with chromosome 17 [24, 25]. Helms et al. [24] collected 242 European nuclear families comprising 572 psoriasis cases and genotyped 123 genetic markers on chromosome 17q25. The family-based association test TDT-AE [26] was applied to locate the psoriasis susceptibility genes.

In the first stage of LSR procedure, we used α1 = 0.05 as a test size to convert the sequence of p-values into a binary sequence. Under null hypothesis assuming Markov independency, the LSR obtained a significant p-value <0.001, and the region of 12 consecutive markers identified by L0 captured two functional genes SLC9A3R1 and DKFZPP564C103, which are known to be psoriasis-related. The results are consistent with the finding of Helms et al. [24].

However, when we proceeded with the sequential goodness-of-fit tests proposed by Anderson and Goodman [27], the hypothetical assumption of {X j } being an independent sequence was rejected thereby supporting the hypothesis of it being a first order Markov dependence. Therefore, a sliding windows approach was applied with size of 40 markers and sliding distance of 10 markers to estimates of the transition matrix under the hypothesis of Markov dependency. The same region was identified by LSR with p-value 0.007 under the dependency assumption of null hypothesis. Similar results were produced when minor variations in window size and sliding distance were used.

In this example, L1 and L2 did not further extend the region of L0, therefore, L0 is sufficient to confirm this candidate region. On the other hand, in order to attain approximately evenly spaced intermarker distance for simple-count approach and avoid combining two distinct chromosome regions, we tried only using the results from the 5th to the 86th loci among the 123 markers. Moreover, we also excluded results from marker loci with less than 50 trios in the analysis to preclude possibly unreliable association results. It resulted in 78 loci included in the final analysis. The consequent analysis also came out with the same significant region with a p-value <0.001. Of particular note, all of the 123 markers had p-value >0.0001, therefore, none of them was significant after direct Bonferroni adjustment.

Example of asthma data

Asthma is a common chronic disease characterized by airway inflammation resulting in some symptoms such as the difficulty of breathing, attacks of wheezing and coughing, etc,. In the positional-cloning study of Allen et al. [28], there were 224 families containing 239 asthma children and 79 markers covering a region of 384 kb on chromosome 2q14. Immunoglobulin E often causes asthmatic inflammation and has been recognized to be an important concomitant factor of children asthma. Allen et al. [28] conducted the transmission disequilibrium tests to assess the relationship between marker loci with asthma and immunoglobulin E.

Using test size α1 = 0.05, the sequence of p-values was converted into a sequence of twenty-three 1s and fifty-six 0s:

X = [0000000011111110111110010011000100000101101011001000000000000000000000000000000].

The goodness-of-fit test suggested that the sequence follows a first order Markov chain. In the second stage of LSR method, we estimated the transition probabilities η00 and η11 to be 0.647 and 0.7, respectively, and identified L1 (from marker 543WTC21P at 191388 to 543WTC91P at 252279, details are listed in Additional File 2) with length 13 and yielded the corresponding p-value 0.0002. Note that L1 contains a significant candidate region of 60891 bp closed to an asthma-suspected gene DPP10 with functions of catalytic activity and dipetidyl-peptidase IV activity. The conclusion is consistent with Allen et al. [28] who found the highly significant STRP marker D2S308 at 261056 in the vicinity of our identified region.

Discussion

As discussed by Rosenthal [29] and Zaykin et al. [30], a series of border-line significant results may together suggest significance. Therefore, it is likely that two consecutive p-values of 0.06 may suggest evidence against the null than one isolated p-value of 0.05. This phenomenon is often observed in the identification of candidate regions of complex disorders if the marginal effect of a disease allele is modest or minor with a few adjacent loci that are in LD. In this study, we propose the longest significant run, LSR, to estimate region-specific p-values while searching for disease susceptibility genes in gene mapping studies. The method transforms the p-values from locus-specific association tests (e.g., the transmission disequilibrium test or any other association test) to a binary sequence with the value '1' representing significance and '0' otherwise, and determines the LSR to identify the location of the target disease susceptibility gene. The statistical significance of LSR method can be accessed by imbedding the sequence onto a Markov chain. A sequential goodness-of- fit-test [27] can be used to justify the assumption that a sequence of indicator of p-values is Markov chain, simulations assuming no disease gene were carried out, and the test did not reject the null hypothesis of Markov independence 99.8% of the time (998 out of 1000). On the other hand, in the simulations assuming a disease gene with allele frequency of 0.075 and RR = 2.5 imbedded in a region flanking with dense markers, the test rejected the null hypothesis of Markov independence 92.4% of the time (924 Out of 1000) but did not reject the null hypothesis of first order of Markov chain 74.4% of the time (744 out of 1000). Likewise, the test did not reject the null hypothesis of first order Markov chain 82.2% of the time (822 out of 1000), assuming a disease susceptibility gene with allele frequency of 0.1. The allele frequencies in our simulations were assumed for the disease-causing alleles. The allele frequency for most markers in genome-wide association study is higher than 0.05, therefore we chose to use disease-causing allele frequencies to be 0.075 and 0.1. Other frequencies were also tested and found that the power was positively correlated with the allele frequency. This disease related marker was removed in all our subsequent analyses. Only results from additive disease model were reported since it was more plausible for complex diseases; we also examined dominant model which showed higher power and recessive model which showed lower power.

The LSR method avoids the controversial multiple-test adjustment required for locus-specific association tests, and thus has potential applications in exploratory data analysis. For example, if there were a few significant markers in a genome-wide association found by using single locus test [31], our proposed methods can be applied to screen out the most likely region for further biological examination. However, for an isolated significant marker, it is likely that the LSR method will miss the signal. Therefore, single-maker method and LSR method should be considered complementary.

In addition to the perfect LSR, we also propose a "nearly perfect" LSR in which a few interruptions (insignificance) are allowed within the run. Our simulation results suggest that the LSR s which allow for one or two interruptions within the run are generally more flexible and have some gain of testing power. The approach can be easily extended to allow more interruptions by modifying the imbedded transition matrix in Equation (5) in the method section.

An advantage of our proposed method relative to testing procedures based on genotypic data is that only p-value data are needed. This method can be adapted extensively to different study designs and testing procedures if reliable p-values are provided. An important application is meta-analysis which combines p-values from different studies. Due to the high sensitivity of LSR method, many published results with summarized p-values originally reported as insignificant can be reanalyzed by this method for more convincing conclusions.

To explore the genetic structure of human genome, we downloaded the first 3,000 markers of chromosomes 1, 5, 10, 15 and 20, respectively, from the HAPMAP website [32]. According to Gabriel's criterion (95% CI of D' = 0.7, 0.98) [33], there are 672 LD blocks among the 15,000 markers. The mean frequency and standard deviation of the top haplotype are 0.55 and 0.19. They are 0.24 and 0.09 for the second haplotype and 0.12 and 0.07 for the third one. If the top two or three haplotypes are defined as the "common haplotypes", about 62% of the 672 LD blocks have a cumulative frequency of 90% and about 99.4% of the blocks have a cumulative frequency of 50%. To compare the powers of our proposed method between optimal and modest LD scenarios, we used two settings of haplotype frequencies, (85%, 5%) and (30%, 30%, 30%) for the former and a setting of (35%, 10%, 5%), where the frequencies were roughly those mean frequencies minus one respective standard deviation, for the latter. As expected, the former scenario with optimal LD block resulted in better power for all methods in our simulation than the latter with modest LD block. The power of LSR2 for this modest LD scenario is about 77% assuming 0.1 disease allele frequency, RR = 3 and α1 = 0.1. The power is about 23% for the Bonferroni procedure. The results for the different LD scenarios comprised of 3 common haplotypes are also presented in Figure 5.

Figure 5
figure 5

Comparisons of power among the procedures of Bonferroni correction and two LSR methods under different common haplotype frequency scenarios. The allele frequency is 0.1, and the number of markers is 50. Two criteria, α1 = 0.05 and 0.1, are used for the LSR method.

We further compared the power of our proposed methods with those of haplotype analyses carried out by the FBAT program [34] assuming RR = 2 and disease allele frequency of 0.075. For the optimal LD scenarios, the multiple-degree of freedom (m-df) and single-degree of freedom (1-df) haplotype tests yield powers of 0.46 and 0.232, respectively, for the setting of (85% and 5%). The powers for m-df and 1-df are 0.35 and 0.176, respectively, for the setting of (30%, 30%, 30%). For the modest LD scenario of (35%, 10%, 5%), the powers for m-df and 1-df are 0.18 and 0.126, respectively. The power of LSR2 is 0.44 with α1 = 0.1 and the power of Bonferroni procedure is 0.15. Therefore, the power of LSR2 is about the same as the power of haplotype analyses under optimal LD scenarios but outperforms under modest LD scenario. Powers using other values of RR were also calculated. In general, powers of both haplotype analyses and LSR increase assuming higher values of RR.

Our simulation study demonstrates that all the methods adequately control the false-positive rate, however, the LSR methods, in particular, LSR2, had better performance in both power and false discovery rate than those for the Bonferroni and FDR controlling methods. Moreover, as the number of markers increases, the power of both the Bonferroni and FDR controlling method drops significantly, whereas the power of LSR remains high and may even increase slightly.

Further studies for potential extensions of the LSR method are currently under development. Firstly, the LSR method transforms continuous p-values to a dichotomous random sequence of 0s and 1s, which may cause a loss of information. This limitation implies that some isolated disease susceptibility loci cannot be identified by the LSR method. A model based on a more complex continuous-state stochastic process constitutes an alternative that would exploit more information. Secondly, in our simulation, we assumed that there is only one disease susceptibility gene in the region of interest. However, the LSR method will miss some isolated target genes when a region contains two or more. One remedy is to extend the LSR theory to incorporate the second or third longest significant run.

The remarkable advances in genotyping technology have facilitated the pursuit of genome-wide association mapping. The increased density of available SNP markers provides finer resolution and higher statistical power for gene mapping. For example, the average distance between two SNPs using the 100 K assay of Affymetrix [35] is 24 kb. The intermarker distance is only 5.8 kb for the 500 K chips. We foresee that the multiple tests correction will remain a crucial issue as the number of genetic markers becomes very large. Our method can be applied to such data in combination with the sliding window method to screen out candidate regions associated with the disease genes.

Conclusion

In summary, the LSR method provides an efficient exploratory tool for the analysis of sequences of dense genetic markers thereby complementing current locus-specific methods. Our simulation study demonstrates that the LSR method has reasonable statistical power and avoids the over-correction problem that plagues most of the locus-specific methods. When applied to actual genetic data, the LSR method successfully confirmed the location of two important psoriasis-associated genes and an asthma-related gene. The application to genome-wide screening studies may further enhance the proposed LSR method.

Methods

Suppose that there are a total of n genetic markers in a study. The LSR method contains two main stages, the first of which transforms the results from n locus-specific association tests into a sequence of significance indicators and the sequence is used in the second stage to locate the LSR and compute its tail probability.

The first-stage procedure

Association tests are applied to examine the significance of associations between genetic markers and a disease susceptibility gene, and the corresponding p-values (significance probabilities) of the tests are denoted by { p ^ j MathType@MTEF@5@5@+=feaafiart1ev1aaatCvAUfKttLearuWrP9MDH5MBPbIqV92AaeXatLxBI9gBaebbnrfifHhDYfgasaacPC6xNi=xH8viVGI8Gi=hEeeu0xXdbba9frFj0xb9qqpG0dXdb9aspeI8k8fiI+fsY=rqGqVepae9pg0db9vqaiVgFr0xfr=xfr=xc9adbaqaaeGaciGaaiaabeqaaeqabiWaaaGcbaGafmiCaaNbaKaadaWgaaWcbaGaemOAaOgabeaaaaa@2ED7@ , j = 1, Λ n}. Under the pre-specified test size, α1, we consider an indicator function of the test on marker j: X j = I[ p ^ j MathType@MTEF@5@5@+=feaafiart1ev1aaatCvAUfKttLearuWrP9MDH5MBPbIqV92AaeXatLxBI9gBaebbnrfifHhDYfgasaacPC6xNi=xH8viVGI8Gi=hEeeu0xXdbba9frFj0xb9qqpG0dXdb9aspeI8k8fiI+fsY=rqGqVepae9pg0db9vqaiVgFr0xfr=xfr=xc9adbaqaaeGaciGaaiaabeqaaeqabiWaaaGcbaGafmiCaaNbaKaadaWgaaWcbaGaemOAaOgabeaaaaa@2ED7@ , <α1] where I [A] = 1 if event A holds, and I [A] = 0 otherwise.

In the following hypothetical example of 15 genotyped genetic markers (n = 15), the corresponding p-value vector of 15 association tests is P ^ = [ p ^ 1 , , p ^ 15 ] MathType@MTEF@5@5@+=feaafiart1ev1aaatCvAUfKttLearuWrP9MDH5MBPbIqV92AaeXatLxBI9gBaebbnrfifHhDYfgasaacPC6xNi=xH8viVGI8Gi=hEeeu0xXdbba9frFj0xb9qqpG0dXdb9aspeI8k8fiI+fsY=rqGqVepae9pg0db9vqaiVgFr0xfr=xfr=xc9adbaqaaeGaciGaaiaabeqaaeqabiWaaaGcbaGafCiuaaLbaKaacqGH9aqpcqGGBbWwcuWGWbaCgaqcamaaBaaaleaacqaIXaqmaeqaaOGaeiilaWIaeS47IWKaeiilaWIafmiCaaNbaKaadaWgaaWcbaGaeGymaeJaeGynaudabeaakiabc2faDbaa@3A7C@ = [0.30, 0.04, 0.03, 0.04, 0.12, 0.04, 0.02, 0.01, 0.35, 0.50, 0.02, 0.03, 0.04, 0.45, 0.04] Based on the setting of α1 = 0.05, we obtainX = [X1, L, X15] = [0, 1, 1, 1, 0, 1, 1, 1, 0, 0, 1, 1, 1, 0, 1],

where markers 2, 3, 4, 6, 7, 8, 11, 12, 13, and 15 show significant association with the disease susceptibility gene.

The second-stage procedure

Before applying the LSR method, the assumption of Markov chain for the sequence of the indicator of p-values can be checked by carrying out the goodness-of-fit test of Markov Chain [27]. Assuming that the binary random sequence {X j , j = 1,Λ,n } to be a first order Markov chain stochastic process satisfyingPr{X j = s j | Xj-1= sj-1,Λ, X1 = s1 = Pr{X j = s j | Xj-1= sj-1},

where s k {0,1} = insignificance, significance}, k = 1,Λ, n . Let the initial probability be Pr{X1 = 1} = η1 and Pr{X1 = 0} = 1 - η1, then the transition probability matrix is

P j = [ Pr { X j = 0 | X j 1 = 0 } Pr { X j = 1 | X j 1 = 0 } Pr { X j = 0 | X j 1 = 1 } Pr { X j = 1 | X j 1 = 1 } ] = [ η 00 j η 01 j η 10 j η 11 j ] , MathType@MTEF@5@5@+=feaafiart1ev1aaatCvAUfKttLearuWrP9MDH5MBPbIqV92AaeXatLxBI9gBaebbnrfifHhDYfgasaacPC6xNi=xI8qiVKYPFjYdHaVhbbf9v8qqaqFr0xc9vqFj0dXdbba91qpepeI8k8fiI+fsY=rqGqVepae9pg0db9vqaiVgFr0xfr=xfr=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@9417@
(3)

where η00j+ η01j= 1 and η10j+ η11j= 1, j = 2,Λ,n. This model assumes conditional independence and is well established in a variety of fields.

An inordinately long LSR indicates possible associations between markers and a disease susceptibility gene. Due to random error, low heterozygosity or other unknown reasons, not all markers linked to the disease gene show positive association. Hence, it is sensible to allow for a few interrupting 0s (insignificances) in a run. We denote the more flexible run as a "nearly perfect run" in contrast to a perfect run that does not contain 0s. A unifying notation of the length of an LSR is L k , where the subscript k denotes the number of interrupting 0s. When k = 0, the case reduces to a perfect run. In the example in Equation (1), L0 = 3, L1 = 7, L2 = 8 and L3 = 12.

Consider the following hypotheses

H0: "there is no disease susceptibility gene in the sequence of markers", versus

H1:"there is at least one disease susceptibility gene in the sequence".

According to the argument above, an inordinately long LSR (i.e. large L k ) indicates a non-random cluster of significant associations with nearby markers, suggesting that disease susceptibility genes may exist in the candidate region. For a pre-chosen k, an intuitive rule to reject H0 is L k > m*, where the constant m* is the minimum integer of m satisfying the following inequalityPr{L k m | H0} ≤ α2

for a test size α2. To determine the critical region, we need to calculate the tail probability of testing statistic L k .

Distributions of LSR statistics

There has been a long history of studies on the distribution of the length of the longest run. Erdõs and Révész [36] considered a binary sequence from a coin-tossing game, with outcomes of head (coded as "1") and tail ("0"). The p-value of L0 of LSR is analogous to the tail probability of their longest head-run. Fu and Koutras [19] have provided an algorithm to calculate the exact probability of L0. Arratial et al. [37] and Karlin et al. [38] have provided asymptotic results on the distribution L k , however, the former method [37] is valid only for independent sequences, whereas the latter [38], although allowing dependency, yields a large bias for the estimation of tail probability when n is of moderate size (e.g., n = 200) [20].

Chang et al. [20] provided an algorithm and software to calculate the exact probability of L k by the following formula:

Pr { L k m } = 1 u × ( t = 1 n Λ t ) × v T , MathType@MTEF@5@5@+=feaafiart1ev1aaatCvAUfKttLearuWrP9MDH5MBPbIqV92AaeXatLxBI9gBaebbnrfifHhDYfgasaacPC6xNi=xI8qiVKYPFjYdHaVhbbf9v8qqaqFr0xc9vqFj0dXdbba91qpepeI8k8fiI+fsY=rqGqVepae9pg0db9vqaiVgFr0xfr=xfr=xc9adbaqaaeGaciGaaiaabeqaaeqabiWaaaGcbaGagiiuaaLaeiOCaiNaei4EaSNaemitaW0aaSbaaSqaaiabdUgaRbqabaGccqGHLjYScqWGTbqBcqGG9bqFcqGH9aqpcqaIXaqmcqGHsislcqWG1bqDcqGHxdaTcqGGOaakdaqeWaqaaiabfU5amnaaBaaaleaacqWG0baDaeqaaaqaaiabdsha0jabg2da9iabigdaXaqaaiabd6gaUbqdcqGHpis1aOGaeiykaKIaey41aqRaemODay3aaWbaaSqabeaacqWGubavaaGccqGGSaalaaa@4F59@
(5)

where u = [1,0,Λ,0], ν = [1,Λ,1,0] and the exact form of the imbedded transition matrix Λ i is a function of η1 and η sti s in Equation (3). By considering a homogeneous Markov chain, the subscript i can be suppressed and Λ i and η sti can be reduced to Λ and η st . We estimated the initial probability by the proportion of the occurrence of "1" in {X j , j = 1,Λ,n}, i.e., η ^ 1 MathType@MTEF@5@5@+=feaafiart1ev1aaatCvAUfKttLearuWrP9MDH5MBPbIqV92AaeXatLxBI9gBaebbnrfifHhDYfgasaacPC6xNi=xH8viVGI8Gi=hEeeu0xXdbba9frFj0xb9qqpG0dXdb9aspeI8k8fiI+fsY=rqGqVepae9pg0db9vqaiVgFr0xfr=xfr=xc9adbaqaaeGaciGaaiaabeqaaeqabiWaaaGcbaGafq4TdGMbaKaadaWgaaWcbaGaeGymaedabeaaaaa@2EAD@ = (number of "1")/n. Under null hypothesis H0 of independency, {X j is assumed to be of no special pattern and the transition probabilities η1tand η0tcan be replaced by η ^ 1 MathType@MTEF@5@5@+=feaafiart1ev1aaatCvAUfKttLearuWrP9MDH5MBPbIqV92AaeXatLxBI9gBaebbnrfifHhDYfgasaacPC6xNi=xH8viVGI8Gi=hEeeu0xXdbba9frFj0xb9qqpG0dXdb9aspeI8k8fiI+fsY=rqGqVepae9pg0db9vqaiVgFr0xfr=xfr=xc9adbaqaaeGaciGaaiaabeqaaeqabiWaaaGcbaGafq4TdGMbaKaadaWgaaWcbaGaeGymaedabeaaaaa@2EAD@ and 1 - η ^ 1 MathType@MTEF@5@5@+=feaafiart1ev1aaatCvAUfKttLearuWrP9MDH5MBPbIqV92AaeXatLxBI9gBaebbnrfifHhDYfgasaacPC6xNi=xH8viVGI8Gi=hEeeu0xXdbba9frFj0xb9qqpG0dXdb9aspeI8k8fiI+fsY=rqGqVepae9pg0db9vqaiVgFr0xfr=xfr=xc9adbaqaaeGaciGaaiaabeqaaeqabiWaaaGcbaGafq4TdGMbaKaadaWgaaWcbaGaeGymaedabeaaaaa@2EAD@ . For dependent sequences, we propose the following approach.

Estimation of dependency structure under null hypothesis

To examine the Markov chain assumption on sequence {X1...Xn}, we used the following sequential goodness-of-fit tests proposed by Anderson and Goodman [27]:

  1. (i)

    H0: independent sequence vs. H1: first order Markov chain

  2. (ii)

    H0: first order Markov chain vs. H1: second order Markov chain

If the first order Markov chain hypothesis is accepted, we suggest using the following approach to estimate the dependency structure and calculate the p-value.

Consider a set of sliding windows of fixed size w and sliding distance d, d <w <n, under proper choices of d and w, the windows {X1...Xw}, {X1+d...Xw+d}, ..., {X1+sd...Xw+sd} will cover nearly the whole sequence, where s is the largest integer smaller than or equal to (n-w)/d. For the subsequence in the i- th window, the transition probabilities η st (i) = P(Xi+1= t | X i = s), where s, t = 0,1, are estimated by its maximal likelihood estimator, namely, η ^ 11 MathType@MTEF@5@5@+=feaafiart1ev1aaatCvAUfKttLearuWrP9MDH5MBPbIqV92AaeXatLxBI9gBaebbnrfifHhDYfgasaacPC6xNi=xH8viVGI8Gi=hEeeu0xXdbba9frFj0xb9qqpG0dXdb9aspeI8k8fiI+fsY=rqGqVepae9pg0db9vqaiVgFr0xfr=xfr=xc9adbaqaaeGaciGaaiaabeqaaeqabiWaaaGcbaGafq4TdGMbaKaadaWgaaWcbaGaeGymaeJaeGymaedabeaaaaa@2F9D@ (i) = (number of consecutive (1,1) pairs)/(number of 1s), and η ^ 00 MathType@MTEF@5@5@+=feaafiart1ev1aaatCvAUfKttLearuWrP9MDH5MBPbIqV92AaeXatLxBI9gBaebbnrfifHhDYfgasaacPC6xNi=xH8viVGI8Gi=hEeeu0xXdbba9frFj0xb9qqpG0dXdb9aspeI8k8fiI+fsY=rqGqVepae9pg0db9vqaiVgFr0xfr=xfr=xc9adbaqaaeGaciGaaiaabeqaaeqabiWaaaGcbaGafq4TdGMbaKaadaWgaaWcbaGaeGimaaJaeGimaadabeaaaaa@2F99@ (number of consecutive (0,0) pairs)/(number of 0s), for i = 1 to d+1. For a homogeneous first-order Markov chain, we estimate η ^ 11 MathType@MTEF@5@5@+=feaafiart1ev1aaatCvAUfKttLearuWrP9MDH5MBPbIqV92AaeXatLxBI9gBaebbnrfifHhDYfgasaacPC6xNi=xH8viVGI8Gi=hEeeu0xXdbba9frFj0xb9qqpG0dXdb9aspeI8k8fiI+fsY=rqGqVepae9pg0db9vqaiVgFr0xfr=xfr=xc9adbaqaaeGaciGaaiaabeqaaeqabiWaaaGcbaGafq4TdGMbaKaadaWgaaWcbaGaeGymaeJaeGymaedabeaaaaa@2F9D@ and η ^ 00 MathType@MTEF@5@5@+=feaafiart1ev1aaatCvAUfKttLearuWrP9MDH5MBPbIqV92AaeXatLxBI9gBaebbnrfifHhDYfgasaacPC6xNi=xH8viVGI8Gi=hEeeu0xXdbba9frFj0xb9qqpG0dXdb9aspeI8k8fiI+fsY=rqGqVepae9pg0db9vqaiVgFr0xfr=xfr=xc9adbaqaaeGaciGaaiaabeqaaeqabiWaaaGcbaGafq4TdGMbaKaadaWgaaWcbaGaeGimaaJaeGimaadabeaaaaa@2F99@ by the medians of η ^ 00 MathType@MTEF@5@5@+=feaafiart1ev1aaatCvAUfKttLearuWrP9MDH5MBPbIqV92AaeXatLxBI9gBaebbnrfifHhDYfgasaacPC6xNi=xH8viVGI8Gi=hEeeu0xXdbba9frFj0xb9qqpG0dXdb9aspeI8k8fiI+fsY=rqGqVepae9pg0db9vqaiVgFr0xfr=xfr=xc9adbaqaaeGaciGaaiaabeqaaeqabiWaaaGcbaGafq4TdGMbaKaadaWgaaWcbaGaeGimaaJaeGimaadabeaaaaa@2F99@ (i)'s and η ^ 11 MathType@MTEF@5@5@+=feaafiart1ev1aaatCvAUfKttLearuWrP9MDH5MBPbIqV92AaeXatLxBI9gBaebbnrfifHhDYfgasaacPC6xNi=xH8viVGI8Gi=hEeeu0xXdbba9frFj0xb9qqpG0dXdb9aspeI8k8fiI+fsY=rqGqVepae9pg0db9vqaiVgFr0xfr=xfr=xc9adbaqaaeGaciGaaiaabeqaaeqabiWaaaGcbaGafq4TdGMbaKaadaWgaaWcbaGaeGymaeJaeGymaedabeaaaaa@2F9D@ (i)'s, respectively, and η ^ 10 = 1 η ^ 11 MathType@MTEF@5@5@+=feaafiart1ev1aaatCvAUfKttLearuWrP9MDH5MBPbIqV92AaeXatLxBI9gBaebbnrfifHhDYfgasaacPC6xNi=xH8viVGI8Gi=hEeeu0xXdbba9frFj0xb9qqpG0dXdb9aspeI8k8fiI+fsY=rqGqVepae9pg0db9vqaiVgFr0xfr=xfr=xc9adbaqaaeGaciGaaiaabeqaaeqabiWaaaGcbaGafq4TdGMbaKaadaWgaaWcbaGaeGymaeJaeGimaadabeaakiabg2da9iabigdaXiabgkHiTiqbeE7aOzaajaWaaSbaaSqaaiabigdaXiabigdaXaqabaaaaa@3650@ and η ^ 01 = 1 η ^ 00 MathType@MTEF@5@5@+=feaafiart1ev1aaatCvAUfKttLearuWrP9MDH5MBPbIqV92AaeXatLxBI9gBaebbnrfifHhDYfgasaacPC6xNi=xH8viVGI8Gi=hEeeu0xXdbba9frFj0xb9qqpG0dXdb9aspeI8k8fiI+fsY=rqGqVepae9pg0db9vqaiVgFr0xfr=xfr=xc9adbaqaaeGaciGaaiaabeqaaeqabiWaaaGcbaGafq4TdGMbaKaadaWgaaWcbaGaeGimaaJaeGymaedabeaakiabg2da9iabigdaXiabgkHiTiqbeE7aOzaajaWaaSbaaSqaaiabicdaWiabicdaWaqabaaaaa@364C@ .

The validity of the sliding window approach is based on the assumption that most of the widows contain no disease markers, and therefore the sequences within the set of sliding windows of fixed size w can be used to estimate the transition probabilities. After η ^ s t MathType@MTEF@5@5@+=feaafiart1ev1aaatCvAUfKttLearuWrP9MDH5MBPbIqV92AaeXatLxBI9gBaebbnrfifHhDYfgasaacPC6xNi=xH8viVGI8Gi=hEeeu0xXdbba9frFj0xb9qqpG0dXdb9aspeI8k8fiI+fsY=rqGqVepae9pg0db9vqaiVgFr0xfr=xfr=xc9adbaqaaeGaciGaaiaabeqaaeqabiWaaaGcbaGafq4TdGMbaKaadaWgaaWcbaGaem4CamNaemiDaqhabeaaaaa@309D@ (i)'s are estimated from each window, the robustness of median can diminish the influence from those few windows which might contain disease markers. With the estimated η st 's, tail probabilities of LSR statistics can be calculated using (5), and then the null hypothesis of no disease gene is rejected if L k m α , where m α is a threshold such that Pr{L k m α |H0} = α.

To summarize, we performed simulation studies to investigate the false-positive rate, the power, and the false discovery rate of the proposed LSR method, and we compared the results with those from Bonferroni method.

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Acknowledgements

This research was supported by National Science Council grants (NSC 92-3112-B-001-014, 92-2320-B-018-001) and an Academia Sinica grant (93IBMS2PP-C) of Taiwan. We would like to thank three anonymous reviewers; their valuable comments have greatly improved this manuscript.

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Correspondence to Cathy SJ Fann.

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I–BL developed method and directed simulations. Y–HL and Y–CL conducted simulations and data analyses. H–CY drafted the manuscript. C–JC proposed the original idea and directed simulations. CSJF directed simulations, drafted manuscript and supervised the project. All authors have read and approved the final manuscript.

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Additional file 1: The program in R code for LSR method. The LSR program in R code. (DOC 88 KB)

12859_2007_2231_MOESM2_ESM.doc

Additional file 2: The details of the markers in the 0–1 sequence. The marker position and marker name of the 0–1 sequence. (DOC 86 KB)

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Lian, IB., Lin, YH., Lin, YC. et al. Using the longest significance run to estimate region-specific p-values in genetic association mapping studies. BMC Bioinformatics 9, 246 (2008). https://doi.org/10.1186/1471-2105-9-246

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  • DOI: https://doi.org/10.1186/1471-2105-9-246

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